Maintain personal and professional development in securities or derivatives non-retail market

URN: FSPSDNR01
Business Sectors (Suites): Providing Advice on Securities or Derivatives in the Retail Market
Developed by: Financial Skills Partnership
Approved on: 2015

Overview


Performance criteria

You must be able to:


Knowledge and Understanding

You need to know and understand:


Scope/range


Scope Performance


Scope Knowledge


Values


Behaviours


Skills


Glossary


Links To Other NOS


External Links


Version Number


Indicative Review Date

2015

Validity

Current

Status

Original

Originating Organisation


Original URN


Relevant Occupations

Investment Adviser

SOC Code

2422

Keywords

Securities; derivatives; financial instruments; regulatory requirements; non-retail client; disclosures and checks; existing assets; risk/reward profile; benchmarks; professional standards